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Saturday, November 07, 2009 10:41 AM EST

Regulatory Membership

  • Financial Industry Regulatory AuthorityFINRA
  • Securities Investor Protection CorporationSIPC
  • Depository Trust Clearing CorporationDTCC
  • National Securities Clearing CorporationNSCC
  • NASDAQNASDAQ
  • NYSE-ARCANYSE-ARCA
  • International Stock ExchangeISE
  • National Stock ExchangeNSX
  • Boston Options ExchangeBOE
 
 

SEC - Required Report on Routing of Customer Orders
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